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Sustainability Audits

Next: What is Knowledge? There is a great deal of emphasis on managing “knowledge” these days. Organizations are striving to become “knowledge-based.” Corporate mission statements are focused on “creating knowledge.” Thousands, if not millions, of dollars are being spent on “knowledge management.” This is ironic because knowledge doesn’t actually exist – at least not in any physical sense. Knowledge is personal. As one blog commenter put it – “Information becomes knowledge when it gets to your brain.” Can an organization have knowledge? In the future, the answer may be “yes” – if computers advance to become the independent artificial intelligence (‘brains”) of organizations. Today, the answer is “no.” Organizations can be filled with knowledgeable individuals. Organizations can promote the development of knowledge. Organizations can facilitate the sharing of knowledge. Organizations can’t, however, be knowledgeable since they do not have what is needed for knowledge – a brain. Can an organization create knowledge? This is a little like asking if one can create love – or anger or fear or any other state of being or personal attribute – within another individual. The answer is “no.” Companies can facilitate the creation of knowledge; however, becoming knowledgeable remains a personal choice. One of the common excuses given by senior management to justify why they are not responsible for organizational malfeasance is, “I didn’t know.” (Consider Rupert Murdock of News Corporation and Bob Diamond of Barclays Bank). This “I didn’t know” excuse would have no validity for avoiding liability if, in fact, organizations can create knowledge. Why is this important for OH&S management systems? To have an effective occupational safety & health management system, an organization must put processes in place to promote the development of personal knowledge sufficient for individuals to make the appropriate decisions – and be held accountable. Knowledge does not exist simply because procedures have been uploaded to a corporate database. Knowledge does not exist because an e-mail has been sent or a training program was uploaded to the intranet. Knowledge does not exist because a report has been created. All of these are simply the creation of information. Knowledge only exists when information reaches an individual. One of the focuses of an OH&S management system is taking steps to ensure senior management becomes knowledgeable. Personal knowledge is needed for making the decisions necessary for Management Review (see Section 4.6 of OHSAS 18001). Personal knowledge is also needed to ensure the availability of the resources essential for maintaining and improving the management system (see Section 4.4.1 of OHSAS 18001). One of the benefits associated with implementing an effective OHSMS is that the “I didn’t know” excuse is no longer appropriate – nor should it be necessary.
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Sustainability Audits

OHSAS 18001 requires both audits of sustainability and audits for sustainability.
What does this mean?  What is the difference?
These two types of audits relate to two different definitions of sustainability.
The first definition, derived from the Brundtland Commission Report’s definition of sustainable development, is “meeting the needs of the present without compromising the ability of future generations to meet their own needs.”  Although originally environmentally focused, this concept has evolved to include other components as well.  Notably, for occupational health and safety, sustainability is seen as including the actions and conditions that affect all members of society including workers (the “social” component).
The second definition, the dictionary definition, is to “endure without giving way.”  This concept of sustainability is focused on survival and maintenance in the face of changing conditions.  This is often referred to as management of change.  As stated in section 4.3.1.5 of OHSAS 18002, “The organization should manage and control any changes that can affect or impact its OH&S hazards and risks”.
The internal audit element of OHSAS 18001 (section 4.5.5) requires that audits be conducted in order to make the following three types of determinations:
  1.  the OHSMS conforms to the OHSAS 18001 requirements and the organization’s planned arrangements;
  2. the OHSMS is properly implemented and maintained; and
  3. the OHSMS is effective in meeting the organization’s policy and objectives.
Many organizations focus almost exclusively on conducting internal audits to determine conformance – the first type of determination listed in section 4.5.5.  These organizations often ignore the other two purposes of an internal audit listed in OHSAS 18001 – the requirements for sustainability audits.

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